Episode 56 — Designing a Metrics & KRIs Program for SOC 2
A metrics and Key Risk Indicators program translates abstract control objectives into observable signals that management can act on throughout the audit period. For exam readiness, understand the progression from vision to measurement: define objectives tied to the Trust Services Criteria, identify the risks that threaten those objectives, and then select indicators that reveal changes in exposure. Good indicators are specific, directional, and feasible to collect from systems of record such as identity platforms, configuration baselines, ticketing systems, pipelines, and monitoring tools. Tie each metric to an owner, a target, and an escalation path so exceptions trigger documented action rather than quiet dashboard drift. Calibrate cadence and granularity to control frequency—daily signals for patch latency and drift; monthly signals for access reviews and training completion; quarterly signals for risk re-assessment. Establish a data dictionary so definitions remain stable across teams and years, and document the query or report method so an auditor can reproduce the number exactly.
Operational practice turns numbers into governance. Build a scorecard that maps indicators to the Security, Availability, Processing Integrity, Confidentiality, and Privacy criteria, and publish it in management reviews so trends drive prioritization. Use leading indicators, such as mean time to remediate vulnerabilities by severity, to predict availability or confidentiality risk, and lagging indicators, such as incident rates, to validate whether improvements stick. Set thresholds that trigger change freezes, additional testing, or executive review, and record the decision trail in tickets to create exam-ready evidence that governance occurred. When indicators degrade, perform root cause analysis and update control narratives, runbooks, or automation to prevent recurrence. Periodically prune or refine metrics that do not influence decisions, and add new ones as architectures evolve. In this way, the program becomes a living control that sustains assurance between audits rather than a static report produced at year-end. Produced by BareMetalCyber.com, where you’ll find more cyber audio courses, books, and information to strengthen your educational path. Also, if you want to stay up to date with the latest news, visit DailyCyber.News for a newsletter you can use, and a daily podcast you can commute with.
